Document Review

FINRA 2210 compliance checklist for prospectuses, ADVs, and financial marketing docs

Works with setup

Test report

Verdict
Works with setup
Score
8.4/10
Tested
Jul 10, 2026
Environment
Claude Code 2.x (agent harness)
Upstream re-checked
Aug 10, 2026 · 9b8192f

Its two named tools only exist inside the parent framework's example folder, not as real Claude Code tools, so a standalone install needs that config line stripped or edited before it works.

Scored on four weighted criteria — install, triggering, output vs. baseline, docs. How scoring works

  • Installs cleanly 5/5
  • Triggers reliably 5/5
  • Output vs. baseline 8/10
  • Docs & honesty 3/5

What Document Review does

Reviews financial documents (prospectuses, ADVs, marketing materials) against FINRA 2210 and SEC disclosure requirements, flagging missing disclosures, misleading or exaggerated claims, and unbalanced risk/benefit presentation. Triggers on compliance checks, financial audits, and document verification requests, and outputs findings in a structured severity/rule-reference format.

How to install Document Review

git clone https://github.com/open-gitagent/opengap
cd opengap
mkdir -p ~/.claude/skills
cp -r examples/full/skills/document-review ~/.claude/skills/document-review

Skills live in ~/.claude/skills/ (global) or .claude/skills/ (per-project). Restart Claude Code after installing.

Commands — how to trigger Document Review

  • /document-review FINRA 2210 compliance checklist for prospectuses, ADVs, and financial marketing docs

It also activates on plain-language prompts like these:

  • Review this prospectus against FINRA 2210 disclosure rules
  • Check this ADV for missing or exaggerated marketing claims
  • Flag unbalanced risk/benefit language in this financial brochure

Frequently asked questions

Is the Document Review skill free?
Yes. The skill itself is free from open-gitagent/opengap. SkillProof publishes the install command and an independent test verdict at no cost.
Does Document Review work with Claude Code?
We tested it with Claude Code 2.x (agent harness) on Jul 10, 2026. Verdict: Works with setup. Its two named tools only exist inside the parent framework's example folder, not as real Claude Code tools, so a standalone install needs that config line stripped or edited before it works.
What is the Document Review SkillProof Score?
8.4/10 — installs cleanly 5/5, triggers reliably 5/5, output vs. baseline 8/10, docs & honesty 3/5.
How do I install Document Review?
Copy the install command from this page, run it in your terminal, and restart Claude Code. Skills live in ~/.claude/skills/ (global) or .claude/skills/ inside a project.
Can I use Document Review with Cursor, Copilot, Gemini CLI, Codex or other AI tools?
The SKILL.md format is native to Claude (Claude Code, Desktop, claude.ai). The instructions inside adapt to other assistants: Cursor rules, GitHub Copilot instructions, Windsurf rules, Custom GPTs, AGENTS.md for OpenAI Codex, and GEMINI.md for Google Gemini CLI — our conversion guides cover each, and the free converter on the tools page does the wrapping for you.